Thy Dread Dispensation: Patristic Teaching on Penal Substitutionary Atonement

The following contribution is from Fr. Joshua Karl. The original article may be found on his personal blog, here.


“Come, all ye peoples, and let us venerate the blessed Wood, through which the eternal justice has been brought to pass” (Festal Menaion, “Great Vespers of The Universal Exaltation of the Precious and Life-Giving Cross” (14 September), tr. Mother Mary and Kallistos Ware, 134).
 
There is no shortage of assertions about the Orthodox position against Penal Substitutionary Atonement. The problem is, arguments against Penal Substitutionary Atonement (PSA) by Orthodox theologians most typically erect and too easily knock down strawman arguments, do not adequately define PSA, and resist PSA based on perceived imbalances caused by common misunderstandings of PSA. A doctrine, however, is not wrong because it is misunderstood or calumniated by its detractors, or disproven by knocking down strawmen or championing other valid views. As such, this present study proceeds in order to clarify the topic.
 
(I will note here, however, that due to the intensity of reactions relative to those who take various sides on this issue, I will not cite any Orthodox writers by name who have opposed PSA. My intention is not to cause controversy with men, but to clarify that which has been overlooked and unaddressed in Patristic literature. Below will be examined discussions on the Atonement primarily by St. Maximus the Confessor (7th Century), St. John of Damascus (8th Century), and St. Symeon the New Theologian (11th Century). Let the evidence speak for itself. For a more general discussion of the Atonement, please see this earlier post.)
 
The opening quote from the Great Vespers of The Universal Exaltation of the Cross declares that, by the Cross, the eternal justice has been brought to pass. It continues: “By the blood of God the poison of the serpent is washed away; and the curse of a just condemnation is loosed by the unjust punishment inflicted on the Just” (134). In other words, there is a just curse upon mankind which the Just one takes upon Himself, to be inflicted by this curse so that, through the shedding of His blood, which is to say by dying, He could remove the just curse from those who rightly deserved it. As the hymn continues: “For it was fitting that wood should be healed by wood, and that through the Passion of One who knew not passion should be remitted all the sufferings of him who was condemned because of wood” (134). The “sufferings of him who was condemned” is a reference to man, who had “the curse of a just condemnation” upon him, mankind “who were plunged continually in the gloom of our forefather” (151-2), which is to say “all those who, through the stealing of the fruit, had been made outcasts and were sunk in death” (134). The curse of death is the punishment man inherited, “the curse of our mother Eve that fell on all mankind” (151), which was “transmitted to all our kind like some pollution from disease” (149). Christ, then, took the punishment of man’s just condemnation upon Himself in order to remit “all the sufferings of him who was condemned.” In short, Christ took on the punishment due to man for his transgression in order to meet the eternal justice of God.
 
Before going on to more explicit Patristic treatment of PSA, it will helpful to treat of the logic of the basic terms involved. Firstly, the term penal is the root of the term penalty. In short, just as the wages of sin are death, so the penalty of man’s disobedience is death. The term “penal” here thus simply refers to the natural consequence, or penalty, of sin. The consequence of sin being death, one can likewise say the penalty of sin is death. The term penal is therefore a word which describes the dire situation which was “transmitted to all our kind like some pollution from disease,” the “curse of a just condemnation” that “fell on all mankind.” Curse, likewise, refers to the mark of death; to be cursed thus means to be marked for death, bound to death as a consequence of one’s action.
 
The term substitution means that rather than having man eternally bound to the consequence of his disobedience, which is to say death, Christ instead submitted Himself via injustice to man’s just death in order to remit man’s just death, to provide a new ontological starting-point for man unto eternal life in Him, or in St. Maximus the Confessor’s words, “another beginning (arche), a second nativity (genesis)” (Ad Thalassium 61.91). Christ substituted His life-giving death with man’s just death so that this penalty, his just death, could be undone. In the words quoted above: “the curse of a just condemnation is loosed by the unjust punishment inflicted on the Just.”
 
The term atonement is simply the term which signifies the work of Christ to restore man to a right relation with God, with Truth, with Life, etc. Though it could be expounded to much greater lengths, it is arguably the least controversial term in the present discussion, and so will not be discussed further here.
 
The logic of PSA is thus that Christ trampled down death by death in order that He might bestow life to those trapped by the penalty of sin, which is death.
 
It is not, however, sufficient to argue for Penal Substitutionary Atonement on the basis of a single hymn or mere logic-chopping. It is necessary also to demonstrate from the Fathers that PSA is a right interpretation of Scripture. It has been said by some that PSA did not exist prior to Anselm, but nothing could be further from the truth.
 
To begin, though it will only be briefly indicated here, a well-researched article was written concerning St. Athanasius’ (4th Century) view of the Atonement by Khaled Anatolios in On the Tree of the Cross: Georges Florovsky and the Patristic Doctrine of the Atonement, entitled, “Creation and Salvation in St Athanasius of Alexandria” (59-72). Though he never explicitly mentions the term “Penal Substitutionary Atonement,” all throughout he demonstrates that Athanasius’ view is consistent with it. According to him: “Athanasius argues that the death of Christ is salvific in part precisely because it is a fulfillment of divine justice” (69). Continuing:
 
“God’s subsequent work of salvation cannot simply abrogate this law but must fulfill it, and that is why Christ had to die in order to bring about the forgiveness of sins and our salvation. ‘It was absurd,’ says Athanasius, ‘for the law to be annulled before being fulfilled’” (69).
 
Since Christ works our salvation through death, according to Anatolios’ reading of Athanasius, this also “speaks of Christ’s salvific death as annulling the penalty and repaying the debt of sin on our behalf and thereby fulfilling the demands of divine justice” (63).
 
The next Church Father to look at is St. Maximus the Confessor, whose “Ad Thalassium 61” provides a veritable definition of Penal Substitutionary Atonement (italics added):

 

The Logos of God, who is fully divine by nature, became fully human, being composed just like us of an intellectual soul and a passible body, save only without sin. … in His love for humanity, He willingly appropriated the pain which is the end of human nature… He did this in order that, by suffering unjustly, He might uproot the principle of our being conceived through unrighteous pleasure, which tyrannizes our human nature. Moreover, He did it so that, with the Lord’s own death being not a penalty exacted for that principle of pleasure, like other human beings, but rather a death specifically directed against that principle, He might erase the just finality which human nature encounters in death, since His own end did not have, as the cause of its existence, the illicit pleasure on account of which He came and which He subjected to His righteous punishment. For in truth it was necessary that the Lord – who is by nature wise and just and capable – not, in His wisdom, ignore the means of curing us, nor, in His justice, arbitrarily save humanity when it had fallen under sin by its own free will, nor, in His omnipotence, falter in bringing the healing of humanity to completion. … He exhibited the equity of His justice in the magnitude of His condescension, when He willingly submitted to the condemnation imposed on our passibility and turned that very passibility into an instrument for eradicating sin and the death which is its consequence (Ad Thalassium 61.89).
 
An extremely profound passage, the logic of PSA is given in its fullness. St. Maximus demonstrates that the conditions of the Fall produce in man a principle of sin which works unto death, and that Christ willingly appropriated human death despite not having that principle of death within Himself. God’s justice, according to Maximus, cannot arbitrarily be set aside, for God’s justice is not an arbitrary imposition on reality, but functions as an internal condition within man unto death such that Christ, in order to heal mankind, took this death on Himself by taking on the just punishment of human sin. God does not arbitrarily forgive the consequence of sin, which is death, for, according to Maximus, because sin is a principle which produces death, merely forgiving sinful acts will not touch the principle of sin in mankind, by which it is bound up with death “by its own free will.” Forgiving sin “arbitrarily” would not solve this sin-death problem, for it is bound up with human willing, and is not merely an issue of wiping some slate clean. The very principle of sin must be dealt with, death itself must be defeated, and so Christ must substitute Himself for mankind in death in order to take on mankind’s death, i.e. the penalty of sin, in order to convert death into the very means of destroying death. If Christ did not perform a penal substitutionary atonement, then, according to Maximus salvation would be rendered impossible.
 
A subsequent Church Father, St. John of Damascus, like Athanasius and Maximus also far prior to Anselm (12th Century), gives an explicit treatment of PSA in two places. The first is from Book III of On the Orthodox Faith, chapter 25, “Concerning the Appropriation” (italics added):
 
It is to be observed that there are two appropriations: one that is natural and essential, and one that is personal and relative. The natural and essential one is that by which our Lord in His love for man took on Himself our nature and all our natural attributes, becoming in nature and truth man, and making trial of that which is natural: but the personal and relative appropriation is when any one assumes the person of another relatively, for instance, out of pity or love, and in his place utters words concerning him that have no connection with himself. And it was in this way that our Lord appropriated both our curse and our desertion, and such other things as are not natural: not that He Himself was or became such, but that He took upon Himself our personality and ranked Himself as one of us. Such is the meaning in which this phrase is to be taken: Being made a curse for our sakes.
 
From the foregoing it is clearly argued that Christ “appropriated both our curse and our desertion,” doing so “for our sakes.” Mankind had a curse, which is death, and in order to heal us Christ appropriated it. He received the penalty in order to substitute His life for our death.
 
The second discussion by St. John of Damascus is from chapter 27 of the same work, “Concerning the fact that the divinity of the Word remained inseparable from the soul and the body, even at our Lord’s death, and that His subsistence continued one” (italics added):
 
Since our Lord Jesus Christ was without sin (for He committed no sin, He Who took away the sin of the world, nor was there any deceit found in His mouth) He was not subject to death, since death came into the world through sin. He dies, therefore, because He took on Himself death on our behalf, and He makes Himself an offering to the Father for our sakes. For we had sinned against Him, and it was meet that He should receive the ransom for us, and that we should thus he delivered from the condemnation.
 
It will be observed that the foregoing is in reference to what has been called the “ransom” theory of the Atonement. What is key to note, however, is the phrase: “He took on Himself our death on our behalf.” He does not take on His death on our behalf, but our death on our behalf. Christ becomes man and so substitutes Himself in order to take on the death which man deserved, all in order to give man His life. Rather than getting distracted by discussions of to whom the ransom was paid, the principle by which Damascene is arguing is the PSA principle, that, for one, there is a penalty or consequence for sin, for “death came into the world through sin.” Death follows upon sin, and so to take on our death is to take on the penalty of our sin, to take on our penalty, and since Christ did this “on our behalf” it was thus substitutionary, hence penal substitution: “He received the ransom for us.” Taking on our death, i.e. paying our ransom, He thus takes our death (which is to say our penalty) upon Himself so that His death can stand in place of our death and so that our just death as a consequence can be overcome by His eternal life.
 
The last Church Father to be discussed here lived immediately before Anselm, and that is St. Symeon the New Theologian. From a collection of his homilies esteemed by St. Theophan the Recluse, and translated by Fr. Seraphim Rose of blessed memory, the first homily from The First Created Man is a wonderful presentation of Penal Substitutionary Atonement.
 
St. Symeon teaches: “When God condemns for something, He gives also a sentence, and His sentence becomes deed and an eternal chastisement, and there is no longer any possibility of annihilating this chastisement which has come from the decree of God” (43). In other words, the imposition of a chastisement is not arbitrary, but finds its root from the decreed will of God. It takes on an eternal dimension, and as Maximus observed of sin and death, becomes a principle which operates within man. In a sense, death is both the seed and the fruit of sin, and so sin must be dealt with in a way which precludes a mere arbitrary wave of the divine hand.
 
Those who would put a wedge between God and His decree have inserted a blasphemous arbitrariness to God’s law. God’s law is not some “other thing,” something which one could play against God Himself, that He would set aside as if He had some other act of will which could play against His first act of will. God’s law is a reflection of His simple and uncompounded nature, and His will is not some appendage or outgrowth of His Person. As St. John of Damascus states in the 9th chapter of the first book of his work On the Orthodox Faith: “The Divinity is simple and uncompounded.” Thus, to set God against His will as if He would simply erase the consequence of sin without rectifying the very principle of sin and death which is bound up with man’s very mode of being and willing would be monstrous. As St. Symeon states of man, “he became corruptible, and as corruptible, mortal” (44).
 
To assert that God did not to fulfill the penalty of man’s sin, which is death, would be to assert that God has not actually trampled down our death by His death, which would be to rupture the inner unity of our being caught up in Christ’s Resurrection. If it is not our death that He died on the Cross, then it is not His Life that is ours in Resurrection.
 
St. Symeon continues, “The sentence of God remains forever as an eternal chastisement. And all of us men became both corruptible and mortal, and there is nothing that might set aside this great and frightful sentence” (44). In other words, what we will see, is that not even Christ sought to escape this great and frightful sentence; He, too, chose to undergo the penalty of sin despite being sinless: “For this reason the Almighty Son of God, the Lord Jesus Christ, came so as to humble Himself in place of Adam” (44). This is the very logic of PSA, for Christ came in order to stand in place of Fallen Man so that Fallen Man can be raised with Christ. The Resurrection is meaningless if we are not caught up in that Resurrection of Christ, and humans cannot be raised in the Resurrection of Christ if Christ did not unite Himself to man in man’s just death, death being the penalty of sin. It is by taking on man’s penalty that Christ unites man to His mercy, and so PSA is a way of describing this mechanism, in a manner of speaking, by which Christ identifies with us in death so that we can be identified with Him in life, substituting Himself into our place so that the condemnation of death can fall upon Him rather than us and so that the Life and Resurrection that He is can be made ours.
 
The New Theologian continues to unfold the logic of PSA, stating there is “a certain great and fearful mystery, namely… that Christ, the Sinless One, should suffer, and through this [suffering, therefore] Adam, who had sinned, might receive forgiveness” (46). It is precisely in the vicarious suffering of death that Adam is forgiven in Christ. If Christ had not taken on the penalty of suffering death, then Adam could not have been forgiven. The logic of penal substitution is given in a beautiful series of substitutions:
 
“For this [forgiveness] also, in place of the tree of knowledge, there was the Cross; in place of the stepping of the feet by which our first ancestors walked to the forbidden tree, and in place of their stretching out of their hands in order to take of the fruit of the tree, there were nailed to the Cross the innocent feet and hands of Christ; in place of the tasting of the fruit, there was the tasting of gall and vinegar, and in place of the death of Adam, the death of Christ” (46).
 
St. Symeon asks and then answers:
 
“And in what does this dispensation consist? One Person of the Holy Trinity, namely the Son and Word of God, having become Incarnate, offered Himself in the flesh as a sacrifice to the Divinity of the Father, and of the Son Himself, and of the Holy Spirit, in order that the first transgression of Adam might be benevolently forgiven for the sake of this great and fearful work” (46).
 
Christ died, then, in order to receive the forgiveness for Adam’s sin, sacrificing Himself in Adam’s place, dying the penalty of Adam’s sin, all in order to meet the just demands and eternal decrees of the righteous God and “that by its power there might be performed another new birth and re-creation of man in Holy Baptism” (46). Implicating the Trinity in the entire economy of salvation, thus the caricatures of Christ merely appeasing an angry Father are simply unfounded critiques of PSA, for they presuppose a wedge between the Father and the Son which is a violation of first principles of Christian theology, and fail as critiques before they even begin.
 
St. Symeon is unambiguous:
 
“Since Adam had fallen under a curse, and through him all people also who proceed from him, therefore the sentence [i.e. penalty] of God concerning this could in no way be annihilated; and therefore Christ was for us [on our behalf] a curse, through being hung upon the tree of the Cross, so as to offer Himself as a sacrifice to His Father, as has been said, and to annihilate the sentence [the penalty] of God by the superabundant worth of the sacrifice” (47).
 
The foregoing is for all intents and purposes a Patristic definition of Penal Substitutionary Atonement. Moreover, and in light of all that has been said thus far, let it no more be said the Church Fathers do not teach PSA. They do, and as has been shown, from the Festal Menaion to St. Athanasius to St. Maximus the Confessor to St. John of Damascus to St. Symeon the New Theologian there is a common vision of the Atonement that includes PSA, and all yet prior to Anselm of Canterbury.
 
St. Symeon, however, is not yet done:
 
“Being shamed by such a sacrifice (I speak thus), and honoring it, the Father could not leave it in the hands of death. Therefore He annihilated His sentence [penalty] and resurrected from the dead first of all and at the beginning Him Who had given Himself as a sacrifice for the redemption and as a replacement [substitute] for men who are of the same race as Himself” (47-8).
 
What is also clear from the foregoing is that this is not merely proof-texting, not merely a stray line here and there cobbled together. The Fathers gave substantive discussions of this issue that leave PSA unambiguous and unassailable, for as St. Symeon has been shown above to teach: “all our sinfulness is mortified by the death of Christ on the Cross” (48). Christ nails our sins to the Cross such that His death satisfies the righteous decree of God against mankind: He suffered in our place, took on the punishment due to us, took on our sentence “as a replacement for men who are of the same race as Himself.”
The logic and doctrine of Penal Substitutionary Atonement is Patristic. Moreover, it predates Western conceptions of it. Though PSA is not the only way to understand the Atonement, it certainly has a place of honor at the table, and can thus be proclaimed boldly on Scriptural, Liturgical (as was shown from the Menaion above), and Patristic grounds. Whoever would deny PSA must therefore contend with the saints treated above, and let those who would wrangle against PSA know that no amount of pointing out other ways of describing the Atonement will suffice to contradict PSA, just as no amount of proving apples disproves oranges. What is more, defeating caricatures of PSA will never address PSA itself, whether this be angry Father absurdities, or false charges of “binding God be necessity,” or any other of the typical anti-PSA tropes. PSA understood rightly, as was by the saints discussed above, is a beautiful and awesome doctrine, worthy of reverent, prayerful, disciplined consideration.

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